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Paid Resources

Social Media Audit Work Program (OPS1)

About this template This template is structured similar to an audit file; incorporating audit planning, fieldwork and reporting into the one document. Within this excel …

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Action Tracker (AFM6)

About this templateThis template offers an excel database to record all audit findings and recommendations. A simple dashboard has been included which summarises the results …

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Internal Audit Manual (English) (AFM4)

About this templateInternal Audit teams should be operating in compliance with the International Professional Practices Framework (IPPF) and the International Standards for the Professional Practice …

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Key Controls – Complete Set

About this templateThis set includes the following controls programs: Finance Key Controls IT General Controls / IT Key Controls Entity Level Controls Each template includes …

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Open Resources Requests

Audit Program for Insurance company

Hello everyone, my name is nita and I am currently working as internal auditor in insurance company. did anyone have the audit program for insurance company because i need it to assist me in completing the audit project, Thank you..

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Internal Audit Programme Trade Unions

Reposting this request on behalf of our community member Kegomoditswe who is looking for an audit program for a Trade Union.

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IT Audit Plan Template

Reposting this on behalf of our community member Erin who is looking for an IT Audit Plan template. Can anyone chip in?

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Vendor Evaluation

Posting this on behalf of our community member Kush: I am conducting a supply chain audit. Part of the audit scope is to check whether vendor evaluation is done as per the defined SOP. My client has provided me with the vendor rating report from SAP. I want some working files of other audits so that I can get a reference as to how I should conduct the audit.

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Shared Resources

Risk Mitigation Strategy Monitoring

Reposting this on behalf of our community member Jen who kindly shared this document with everyone. This document provided comprehensive risk mitigation strategy monitoring. The template is designed by specifically for a NGO project.

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Agile Auditing FAQ Document

This document was prepared by Karl Sousa and EJ Manalang as part of the Agile Auditing virtual event they led here on Auditopia on August 3, 2021. It lists some FAQ on the topic and answers to questions from community members that we didn’t get to address in the event.

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SAP SOD on P2P Process Document Flow

This worksheet shared by Claire Worledge was used in the virtual event “Segregation of Duties Audits in SAP”, where we did hands-on practical exercises to check for Separation Of Duties issues in the Purchase To Pay document flow in SAP systems. When we check for SOD issues in a document flow, we not only look at risks relating to who has access to what; but we look at who has actually done what during the period. But even more than that, when we look at a document flow, we can see risks relating to specific documents in terms of user access. For example, I create a purchase order, and then I create a goods receipt for that purchase order and then I create an invoice for that goods receipt, and even the payment for the invoice. When we identify such cases, we are identifying risks that are much more “real” than only looking at who has a separation of duties conflict based on their access.

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Excel Model to Compute Who Has Violated User Access In SAP

This spreadsheet shared by Claire Worledge was used as the first practical exercise in the virtual event on Thursday July 22nd, 2021 “Segregation of Duties Audit in SAP”. In this spreadsheet we see the methodology followed in order to check who has violated user access, based on the general ledger header table. Normally, this process would be done in a data mining tool (ACL, IDEA, SQL, Alteryx, QLIK), however, here we show it in Excel, for the purpose of understanding the process and to help those of you that don’t have access to any of the above tools.

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Closed Resource Requests

Process Mining

Kindly share with me the material for “How Internal Audit Can Leverage Process Mining” presentation.

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Responding to external auditors

External auditors approached me to assess whether they can rely in the work performed by internal audit

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Planning an engagement

In need of a template of planning engagement document to understand more

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Audit Tracker

Hello- Looking for a template to track outstanding audit findings

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