Checking FCPA Compliance Using Journal Entries (1 CPE)

This is a recording of the live event Checking FCPA Compliance Using Journal Entries.

In this course, Claire will give you an overview of SEC (Securities & Exchange Commission) recommendations based on FCPA (Foreign Corrupt Practices Act) cases.

You will learn how an auditor can do a quick check on journal entries to highlight any violations of these SEC recommendations.  You will gain an understand of the limitations and advantages of using journal entry data for this type of compliance check. We will use SAP data to show examples.

• Understand the risks in the event of an FCPA review
• Be aware of key indicators in the general ledger that could highlight possible FCPA violation
• Know how to obtain data from SAP to check for these violations

Duration: 1 hour CPEs Available: 1 Knowledge Level: Basic Category: Data Analytics