SOX – Mapping Accounts-Risk- Assertions – Controls

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Hello - I would like to understand how other companies map accounts-risk-assertions to controls. When I look at the Financial Statements I would like to see which accounts have the SOX key controls and which assertions are covered? If our SOX management is completely manual (i.e. no SOX or Compliance systems), and excel based, what format would work? I am looking for some information outside of the RACM (Risk and Control Matrix) and Process Flows.
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Shared By: Anonymous
Date: March 6, 2021
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