SOX – Mapping Accounts-Risk- Assertions – Controls

About This Resource
Hello - I would like to understand how other companies map accounts-risk-assertions to controls. When I look at the Financial Statements I would like to see which accounts have the SOX key controls and which assertions are covered? If our SOX management is completely manual (i.e. no SOX or Compliance systems), and excel based, what format would work? I am looking for some information outside of the RACM (Risk and Control Matrix) and Process Flows.
Type of Resource
Industry
Resource Files

Login or create free account to download resource files.

Ready to Get Involved?

Why should everyone reinvent the wheel? Let’s share our internal audit resources so we can all add more value to our organizations.

 

To share one of your resources with the community, either use the upload function under Share Resources or email us at resources [at] auditopia [dot] com.

 

We know confidentiality is important. Please do not share any sensitive content, let’s focus on methodology only. Note that only your first name will be visible to the community when uploading a resource. You can also change this display name to an alias if you prefer.

 
Shared By: Anonymous
Date: March 6, 2021
Share this resource
Share on linkedin
Share on twitter
Share on facebook
Report this resource

Reported resources will be reviewed by us. Report this resource to let us know if this resource violates Auditopia's Terms of Use.

Responses

Report This Resource

    Create Free Account
    [ultimatemember form_id="117"]

    Contact us